Regulatory practice publications

FS regulatory briefs*
These briefs provide a timely analysis of recent regulatory changes. This edition covers new credit card rules issued by Federal Regulators.


FS regulatory briefs*
These briefs provide a timely analysis of recent regulatory changes. This edition covers initial highlights, issues and implementation of The Emergency Stabilization Act of 2008.


FS regulatory briefs*
These briefs provide a timely analysis of recent regulatory changes. This edition covers the expansion of the SEC investigation of market manipulation and FBI probe into financial companies.


FS regulatory briefs*
These briefs provide a timely analysis of recent regulatory changes. This edition covers the new SEC and FSA actions on short selling and disclosure requirements.


FS regulatory briefs*
These briefs provide a timely analysis of recent regulatory changes. This edition covers the recent remarks by the Comptroller of Currency on compliance supervision.


FS regulatory briefs*
These briefs provide a timely analysis of recent regulatory changes. This edition covers the SEC's Emergency Order to limit short selling in certain financial entities.


FS regulatory briefs*
These briefs provide a timely analysis of recent regulatory changes. This edition covers the New SEC investment advisor examination request list.


The role of an effective independent review of your institution's anti-money laundering (AML) program
This presentation was given at the annual financial services conference hosted by the Institute of Internal Auditors on June 2-4, 2008 in Atlanta, GA. .


FS regulatory briefs*
These briefs provide a timely analysis of recent regulatory changes. This edition covers the recent report, Best practices for the hedge fund industry.


Mutual recognition opens road for new markets and opportunities
Mutual recognition a major step forward; regulatory framework discussions invoke debate.


Viewpoint: The challenge of keeping models up-to-date
American Banker, January 2008. By Richard Pace, Principal, PricewaterhouseCoopers, LLP.


Model risk management: Key considerations for challenging times
Bank Accounting & Finance, June-July 2008. By Richard R. Pace, Principal, PricewaterhouseCoopers, LLP. This article discusses the challenges of model risk management and the imperative for financial services companies to build an effective model risk management program.


Navigating emerging model risks: Model validation in the current economic environment
The recent downturn in the housing market has exposed certain weaknesses in mortgage credit risk models’ ability to make accurate credit loss forecasts.


Building sustainable efficiencies: Leveraging anti-money laundering investments
This viewpoint discusses how institutions can reframe AML by championing the effective transfer of knowledge through energized approaches to their people, processes and philosophies.


A regulatory guide for foreign banks in the United States 2007-2008
The 2007-2008 edition of PwC's regulatory guide for foreign banks in the United States is now available. The guide is intended for foreign banks operating in the United States and highlights issues that foreign banks must navigate in doing business here to ensure they meet regulatory expectations.


Mind the gap: beware of anti-money laundering implementation gap pitfalls-what you need to know, part I
This article covers common anti-money laundering implementation gaps and their key indicators.



Contacts
John W. Campbell
Principal
Tel: +1 (646) 471 7120
Dan Ryan
Partner
Tel: +1 (646) 471 8488
More contacts

© 2008-2009 PricewaterhouseCoopers. All rights reserved. PricewaterhouseCoopers refers to the network of member firms of PricewaterhouseCoopers International Limited, each of which is a separate and independent legal entity.
Accessibility information Skip navigation Countries online